DOL

Protecting Your Retirement: Tips for Staying Safe Online
Team SummitEmployee Financial Resource Center, Financial Planning, Investment Management, Retirement PlanningComments are off for this post
As more retirement transactions and planning occur online, it’s critical to pay attention to your accounts for security and fraud purposes. The Department of Labor has provided several tips to follow in order to protect your online accounts as best as possible. You may reduce the risk of fraud and loss to your retirement account by  Read More →
DOL: No Enforcement of Rules on ESG Investments & Proxy Voting
Team SummitEmployer Resource Center, Fiduciary Governance, Plan InvestmentsComments are off for this post
On March 10, 2021 the Department of Labor (DOL) issued a “Statement Regarding Enforcement of its Final Rules on ESG Investments and Proxy Voting by Employee Benefit Plans” (the “Statement”). The Statement addresses the DOL’s present position regarding final rules the DOL published that amended investment duties of fiduciaries under the Employee Retirement Income Security  Read More →
Q1 Fiduciary Hot Topics
Team SummitEmployer Resource Center, Fiduciary GovernanceComments are off for this post
As we move into the new year, we are sure to see many new developments in the retirement plan landscape. Read on for a snapshot of current and significant litigation and regulatory updates. New Guidance from the Department of Labor Eases Restrictions for Compensating Investment Professionals Who Advise Plan Participants and IRA Holders A Prohibited  Read More →

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