fiduciary rule

Q4 2018: Fiduciary Hot Topics: How You Doin’?
Grab your coffee and read on for the latest fiduciary fodder! DOL’s New Fiduciary Rule & the SEC’s Best Interests Rule – Hopefully they will Intersect This past March, almost 10 years after the “new” Fiduciary and Best Interest Contract (BIC) rules were first proposed, the Fifth Circuit of the U.S. Court of Appeals vacated  Read More →
Spring 2018: Fiduciary Hot Topics
Spring brings new growth, longer daylight hours, and warmer days. But, the sunshine isn’t the only thing heating up! Check out our Fiduciary Hot Topics below for the latest regulatory updates which may impact your plan. The Future is Looking Cloudy for the DOL’s Fiduciary Rule In March, the Fifth Circuit of the U.S. Court  Read More →
Washington Update: Slow-Moving Fiduciary Rule Partially Delayed
Over the past decade, we’ve heard rumors of a new definition of “fiduciary” and saw the Department of Labor (DOL) issue proposed regulations, then withdraw those regulations, collect comments, reissue a new set of proposed regulations, and issue final regulations. President Trump called for examination of the final regulations, the effective date of the final  Read More →

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